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Showing 3571 to 3580 of 4154 search results for insurance policies.

  1. FCA announces asset retention rules for British Steel advice firms

    Press Releases Published: 25/04/2022 Last modified: 25/04/2022
    The Financial Conduct Authority (FCA) is using emergency powers to prevent financial advice firms, who advised members of the British Steel Pension Scheme (BSPS), from disposing of assets to avoid paying compensation.

  2. Firms reminded about potential financial crime risks linked to Afghanistan

    Statements Published: 31/08/2021 Last modified: 31/08/2021
    We are reminding firms to be aware of the potential financial crime risks linked to Afghanistan

  3. FCA launches guidance for firms on the fair treatment of vulnerable customers

    Press Releases Published: 23/02/2021 Last modified: 26/02/2021
    The Financial Conduct Authority (FCA) has published final guidance clarifying its expectations of firms on the fair treatment of vulnerable customers.

  4. FCA publishes Decision Notice against Markos Markou for lack of oversight

    Press Releases Published: 28/07/2021 Last modified: 28/07/2021
    The FCA published a Decision Notice in respect of Markos Markou, the Director and Chief Executive of a mortgage broker firm, Financial Solutions (Euro) Limited (FSE). Mr Markou has referred the Decision Notice to the Tribunal.

  5. PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text

    Policy statements Published: 02/04/2014 Last modified: 07/02/2022
    This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised

  6. PS14/13: Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to CP14/5 and final rules

    Policy statements Published: 29/09/2014 Last modified: 30/08/2015
    Policy statements First published:. 29/09/2014. Last updated: 30/08/2015. Share page. ... This policy statement summarises the feedback we received on the proposed changes to Section K of the RMAR and PSD reporting requirements.

  7. Coronavirus and customers in financial difficulty: additional guidance for insurance and premium finance firms [pdf]

    Guidance consultations Published: 16/10/2020 Last modified: 16/10/2020
    This guidance (the October guidance) applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of customers of insurance and premium finance involving regulated credit

  8. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  9. PS19/26: Brexit - Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication

    Policy statements Published: 25/10/2019 Last modified: 18/01/2021
    This policy statement PS19/26 confirms the regulatory technical standards for strong customer authentication and common and secure open standards of communication, which will apply in the UK, in the event of a no-deal exit by the UK from the EU.

  10. FCA makes Market Investigation Reference for investment consultancy services

    Press Releases Published: 14/09/2017 Last modified: 14/09/2017
    The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.
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