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FCA acts to address unclear and excessive motor finance costs
FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm -
Payment for order flow multi-firm review findings
This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018. -
FS19/7: Building a regulatory framework for effective stewardship
In January 2019, jointly with the Financial Reporting Council (FRC), we published a Discussion Paper, Building a Regulatory Framework for Stewardship (DP 19/1). This Feedback Statement (FS) responds to the views we received, within the scope of our -
PS19/3: General standards and communication rules for the payment services and e-money sectors
This Policy Statement confirms general standards and communication rules for the payment services and e-money sectors following our Consultation Paper CP18/21. -
PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules
This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards. -
Impact assessment: UKLA/TN/314.1 – Reverse takeover and uncapped consideration [pdf]
This impact assessment relates to UKLA/TN/314.1. It has been verified by the Regulatory Policy Committee. -
Protected forward-looking statements – Engagement Paper 3
This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime. -
Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London. -
The Financial Conduct Authority places consumer protection at the heart of crowdfunding
Christopher Woolard, director of policy, risk and research at the FCA, said:. ... The policy statement on The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media. -
CFD firms fail to meet our expectations on appropriateness assessments
Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.