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Showing 3701 to 3710 of 4154 search results for insurance policies.

3701. CP21/7 A new UK prudential regime for MiFID investment firms

      Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
      We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

3702. FCA, PRA and Bank of England launch Complaints Scheme consultation

      Complaints and compensation News stories Published: 20/07/2020 Last modified: 20/07/2020
      FCA, PRA and Bank of England launch Complaints Scheme joint consultation.

3703. PS18/23: Claims management: how we will regulate claims management companies

      Policy statements Published: 05/06/2018 Last modified: 11/09/2023
      Our Policy Statement sets out the conduct, rules and fees we’ll apply to claims management companies (CMCs) from April 2019.

3704. PS14/14: CRD IV – Changes to EBA high earners and benchmarking information reports, including feedback to CP14/19 and final rules

      Policy statements Published: 07/11/2014 Last modified: 07/02/2022
      The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking.

3705. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

      Correspondence Published: 02/07/2021
      Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

3706. Update on Bank of England and FCA Memorandum of Understanding on the supervision of market infrastructure and payment systems

      Statements Published: 09/02/2021 Last modified: 09/02/2021
      Co-operation supports effective supervision and policy making by sharing information between the regulators and promotes efficiency by minimising duplication on the FMIs.

3707. Defined benefit transfer advice review information - October 2020

      FOI Release Date of Release: 05/10/2020
      FCA provides information on the defined benefit transfer advice review.

3708. FCA today announces future work on climate change and green finance

      Press Releases Published: 16/10/2019 Last modified: 11/04/2024
      The FCA has published a feedback statement setting out its proposals to improve climate change disclosures by issuers and information to consumers on green financial products and services.

3709. Information on Advisors and Intermediaries portfolio insolvency - May 2022

      FOI Release Date of Release: 11/05/2022
      The FCA provides data on the Advisors and Intermediaries Portfolio insolvency.

3710. FS13/2: Platforms - feedback to Chapter 4 of QCP 13/3

      Feedback statements Published: 08/10/2013 Last modified: 07/02/2022
      We are confirming the definition of ‘platform service’ following our consultation.