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Showing 3711 to 3720 of 4154 search results for insurance policies.
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FCA and PRA publish final changes to enhance enforcement decision-making processes
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes -
TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms
Although previous regulatory action relating to anti-money laundering (AML) and anti-bribery and corruption (ABC) systems and controls failings has focused on the banking and insurance sectors, there are significant -
Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement
Co-operation supports effective supervision and policy making by sharing information between the regulators and promotes efficiency by minimising duplication on the FMIs. -
Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses
Christopher Woolard, director of policy, risk and research at the FCA, said:. -
PS14/13: Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to CP14/5 and final rules
Policy statements First published:. 29/09/2014. Last updated: 30/08/2015. Share page. ... This policy statement summarises the feedback we received on the proposed changes to Section K of the RMAR and PSD reporting requirements. -
FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings
We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings. -
FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes
Read the recent policy statement on UCIS. -
Position limits for commodity derivative contracts
We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits. -
Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services
This paper sets out the underlying economic principles and policy considerations relevant to the analysis of price discrimination and cross subsidy to help understanding of when intervention may or may not -
TR15/2: Structured Products: Thematic Review of Product Development and Governance
Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.