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Showing 3761 to 3770 of 4154 search results for insurance policies.

  1. FCA statement on onshoring ESMA’s temporary intervention measures on retail CFD and binary options products

    Statements Published: 22/02/2019 Last modified: 22/02/2019
    The European Securities and Markets Authority’s (ESMA) temporary intervention measures prohibiting binary options and restricting contract for difference products (CFDs) sold to retail clients will become part of UK domestic law on exit day as

  2. Impact assessment: UKLA/TN/312.1 – Shareholder votes in relation to hypothetical transactions [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to UKLA/TN/312.1. It has been verified by the Regulatory Policy Committee.

  3. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

  4. FCA statement on supervisory work on the fair treatment of long standing customers in life insurance

    Statements Published: 28/03/2014 Last modified: 28/03/2014
    FCA statement on supervisory work on the fair treatment of long standing customers in life insurance. ... insurance. The FCA put out a statement of clarification this afternoon. The Board will conduct an investigation into the FCA’s handling of the

  5. FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

    Press Releases Published: 30/05/2019 Last modified: 30/05/2019
    The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

  6. CP19/9: Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20

    Consultation papers Published: 31/01/2019 Last modified: 17/10/2019
    The FCA and Prudential Regulation Authority (PRA) launched a joint consultation on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2019/20. The MELL ensures that the FSCS has adequate funding to

  7. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    While IEL had certain policies and procedures in place to govern individual broker behaviour, they were insufficient to deal with collusion between brokers and their clients. ... This Act, which amended the Financial Services and Markets Act 2000 came

  8. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

    Multi-firm reviews Published: 07/11/2023 Last modified: 23/04/2024
    This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.

  9. FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps

    Feedback statements Published: 16/07/2018 Last modified: 27/07/2022
    FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.

  10. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories Published: 28/04/2014 Last modified: 28/04/2014
    Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a
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