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TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration
TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives. -
PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance
Policy statements First published:. 28/09/2015. Last updated: 03/09/2016. Share page. ... Firms should review our policy statement to ensure they comply with our final rules and guidance. -
FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance
The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013 -
Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime
All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime. -
PS19/17: Buy Now Pay Later offers – feedback on CP18/43 and final rules
In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK. -
Non-advised drawdown pension sales review: summary of findings
The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits. -
FCA asks for proposals on how open finance could transform financial services
The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services. -
New Chair appointments to FCA’s Smaller Business Practitioner Panel and Consumer Panel
The Financial Conduct Authority (FCA) has appointed Helen Charlton as the Chair of the Financial Services Consumer Panel, and Andy Mielczarek as the Chair of the FCA Smaller Business Practitioner Panel, succeeding Wanda Goldwag and Marlene Shiels -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
Linda Woodall, director of life insurance and financial advice at the FCA, said:. -
PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance
The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer