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FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies
The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies. -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
The roadmap for change will include:. Working with asset managers in the UK and policy makers in Europe to find a balanced regulatory solution;. -
The FCA and PRA propose measures to boost diversity and inclusion in financial services
In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent. -
Names and contact details for all insurance companies registered with FCA - March 2021
The FCA provides names and contact details for all insurance companies registered with FCA in March 2021. -
CP22/25: Proposed regulatory framework for pensions dashboard service firms
Give your comments on our proposed regulatory framework for the new pensions dashboard service market. -
FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets
The FCA is seeking stakeholder views on investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors. -
FCA action delivers £80 million savings in fees for credit card customers
In recent years, the FCA has focused on reducing the risk of harm that flows from customers being in debt that they cannot afford to repay. Some key areas of work have included: Targeted supervisory work to mitigate the risks from poor culture and -
PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide
We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms. -
Information on correspondence between unions and any employee of the FCA treated as phishing - November 2021
FCA provides emails that, in part, set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA.