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Showing 3821 to 3830 of 4154 search results for insurance policies.

  1. FCA statement on the Opinion of ESMA on our final rules for CFDs and CFD-like options

    Statements Published: 02/07/2019 Last modified: 04/07/2019
    This notice sets out the FCA's reasons for acting contrary to the European Securities and Markets Authority’s (ESMA) Opinion of our national product intervention measures restricting how CFDs and CFD-like options are sold to retail

  2. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

    Press Releases Published: 17/07/2020 Last modified: 11/04/2024
    The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.

  3. FSA confirms approach to using temporary product intervention rules that will be used by the FCA

    Press Releases Published: 25/03/2013 Last modified: 31/03/2013
    The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention. This sets out the process for the Financial Conduct Authority (FCA) when it makes emergency rules to protect consumers.

  4. FS23/5: Review of rules extending SME access to the Financial Ombudsman Service

    Feedback statements Published: 24/10/2023 Last modified: 24/10/2023
    We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate.

  5. Voluntary Application for the Imposition of Requirements: Tokio Marine Kiln Insurance Limited and Tokio Marine Kiln Syndicates Limited [pdf]

    Requirement notices Published: 14/01/2021
    Imposition of new requirements pursuant to Section 55l(5) and Section 55m(5) of the Financial Services and Markets Act 2000

  6. Impact assessment: UKLA/TN/712.2: Additional powers to supervise and discipline sponsors [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to UKLA/TN/712.2. It has been verified by the Regulatory Policy Committee.

  7. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

    Press Releases Published: 01/12/2016 Last modified: 10/11/2017
    The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).

  8. Occasional Paper No. 19: Attention, Search and Switching: Evidence on Mandated Disclosure from the Savings Market

    Occasional papers Published: 18/07/2016 Last modified: 19/07/2016
    Technical appendix (PDF 2.36MB). To inform possible future policy in the UK savings market, we test new consumer disclosure.

  9. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

    Policy statements Published: 08/06/2015 Last modified: 07/09/2016
    We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).

  10. CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

    Consultation papers Published: 23/02/2015 Last modified: 23/02/2015
    This consultation paper proposes a set of rules that will apply to UK banks, building societies, credit unions, PRA-designated investment firms and insurance and reinsurance firms, including third country branch
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