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Showing 3881 to 3890 of 4154 search results for insurance policies.

  1. The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks

    News stories Published: 18/10/2023 Last modified: 18/10/2023
    Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime.

  2. PRA and FCA publish policy statement on bilateral margin requirements for uncleared derivatives

    Statements Published: 30/06/2021 Last modified: 30/06/2021
    The Prudential Regulation Authority and FCA have published a joint policy statement relating to margin requirements for non-centrally cleared derivatives.

  3. FCA fines Commerzbank London £37,805,400 over anti-money laundering failures

    Press Releases Published: 17/06/2020 Last modified: 03/07/2020
    The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.

  4. CP14/20: Implementing the Mortgage Credit Directive and the new regime for second charge mortgages

    Consultation papers Published: 25/09/2014 Last modified: 15/01/2015
    CP14/20: Implementing the Mortgage Credit Directive and the new regime for second charge mortgages. Consultation papers First published:. 25/09/2014. Last updated: 15/01/2015. Share page. CP14/20: Implementing the Mortgage Credit Directive and the

  5. Statement on the CMA’s response to the Citizens Advice super-complaint on excessive prices for disengaged consumers

    Statements Published: 19/12/2018 Last modified: 19/12/2018
    The Competition and Markets Authority (CMA) has published its response to the Citizens Advice super-complaint on excessive prices for disengaged consumers. The super-complaint covers several markets, including insurance, cash savings and mortgages.

  6. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs.

  7. PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR

    Policy statements Published: 24/02/2023 Last modified: 28/02/2023
    We have launched a joint consultation with the Bank of England on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR.

  8. TR15/10: Fair treatment for consumers who suffer unauthorised transactions

    Thematic reviews Published: 28/07/2015 Last modified: 28/07/2015
    lack of clear policies for complex cases and a heavy reliance in a small number of firms on experienced staff.

  9. PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies

    Policy statements Published: 20/09/2018 Last modified: 29/03/2019
    This Policy Statement outlines how we will apply our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs) and their staff. The regime aims to strengthen individual accountability in the firms we regulate and raise

  10. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

    Press Releases Published: 11/05/2018 Last modified: 11/05/2018
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence
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