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Showing 3921 to 3930 of 4154 search results for insurance policies.

3921. FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme

      Press Releases Published: 14/12/2016 Last modified: 14/12/2016
      The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules.

3922. CP14/5: Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD)

      Consultation papers Published: 07/03/2014 Last modified: 30/08/2015
      We will consider the feedback received and publish a Handbook Notice policy statement in late 2014.

3923. FCA and TPR outline a framework for value for money in defined contribution pension schemes

      Press Releases Published: 16/09/2021 Last modified: 16/09/2021
      The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes.

3924. PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

      Policy statements Published: 17/12/2020 Last modified: 25/02/2021
      This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.

3925. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

      Press Releases Published: 04/06/2013 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast

3926. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

      Press Releases Published: 11/08/2015 Last modified: 18/11/2021
      The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

3927. The FCA publishes findings of review into interest-only mortgages and reaches agreement with lenders to contact interest-only borrowers

      Press Releases Published: 02/05/2013 Last modified: 24/11/2021
      The Financial Conduct Authority (FCA) has published its research into consumers’ ability to repay their interest-only mortgages when they mature.

3928. Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

      Impact assessments Published: 21/12/2020
      This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has

3929. Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate

      Press Releases Published: 07/11/2016 Last modified: 07/11/2016
      The Financial Conduct Authority (FCA) today marks the second anniversary of Project Innovate by announcing the firms that were successful in their applications to begin testing in the first cohort of the regulatory sandbox.

3930. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

      News stories Published: 02/08/2016 Last modified: 12/03/2024
      This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.