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Showing 3991 to 4000 of 4154 search results for insurance policies.

3991. Impact assessment: Changes to the Approved Persons Regime for Solvency II firms (PS15/21) [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to the changes to the Approved Persons Regime for Solvency II firms. It has been verified by the Regulatory Policy Committee.

3992. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

      Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
      We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

3993. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

      Press Releases Published: 13/07/2016 Last modified: 13/07/2016
      Towergate, an insurance intermediary which holds both client and insurer money, accumulated a shortfall of £12.6 million in its client and insurer money bank accounts which, due to systems and ... In February 2016 we took action against another

3994. Statistics of Investigations into individuals holding Control & Senior Management functions - January 2020

      FOI Release Date of Release: 06/01/2020
      FCA Provides statistics on Investigations into Control and Senior Management Functions. FCA also provides information on policy work around Cannabis products.

3995. CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG)

      Consultation papers Published: 12/06/2017 Last modified: 12/06/2017
      We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate.

3996. PS14/4: The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media

      Policy statements Published: 06/03/2014 Last modified: 07/02/2022
      This policy statement summarises and gives response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that came into force on 1 April 2014.

3997. Impact assessment: Handbook Notice 28 [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to Handbook Notice 28. It has been verified by the Regulatory Policy Committee.

3998. FS19/04: Fair Pricing in Financial Services: summary of responses and next steps

      Feedback statements Published: 31/10/2018 Last modified: 18/07/2019
      This Feedback Statement (FS) follows the publication of our Discussion Paper (DP) on Fair Pricing in Financial Services in October 2018.

3999. FCA and FRC joint statement reminding companies that extended financial information timelines continue to apply

      Statements Published: 27/01/2021 Last modified: 27/01/2021
      In a joint statement, the FCA and the Financial Reporting Council (FRC) have asked firms to stay aware of the current measures in place, considering the situation created by coronavirus (Covid-19).

4000. Statement of Policy: Delaying annual company accounts and half yearly financial reports for listed companies during the coronavirus crisis: Q&A

      Markets Published: 26/03/2020 Last modified: 23/03/2022
      Questions and answers relating to delaying annual company accounts during the coronavirus crisis​​​.