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FCA bans three individuals from working in the financial services industry for non-financial misconduct
The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper. Each of them had been convicted of -
DP 21/2: Diversity and inclusion in the financial sector – working together to drive change
We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector. -
FCA publishes new data on savings interest rates and announces new rules coming into effect
The Financial Conduct Authority (FCA) has today published the third and final ‘sunlight remedy’ data set, showing the lowest interest rates available from 32 providers of cash savings accounts and easy access cash ISAs. This is part of the -
PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance
The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018. -
CP13/13: The FCA’s regulatory approach to crowdfunding (and similar activities)
We will consider your feedback and publish our rules in a Policy Statement in February or March 2014. -
Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group
This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty. -
CP14/19: CRD IV - EBA high earners and benchmarking information report
The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. The new guidelines amend the existing template and request more detailed information, -
FCA confirms new rules for certain open-ended funds investing in inherently illiquid assets
The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs -
PS14/14: CRD IV – Changes to EBA high earners and benchmarking information reports, including feedback to CP14/19 and final rules
The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. -
FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry
The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.