Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 4071 to 4080 of 4154 search results for insurance policies.

  1. Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020

    FOI Release Date of Release: 26/11/2020
    FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences.
  2. FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR

    Press Releases Published: 16/11/2021 Last modified: 16/11/2021
    FCA confirms it will allow temporary use of ‘synthetic’ sterling and yen LIBOR rates in all legacy LIBOR contracts, other than cleared derivatives, that have not been changed at or ahead of end-2021
  3. FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

    Statements Published: 15/12/2017 Last modified: 15/12/2017
    The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. 
  4. PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme

    Policy statements Published: 25/04/2022 Last modified: 25/04/2022
    We are introducing temporary asset retention rules which apply to certain firms who provided transfer advice to British Steel Pension Scheme (BSPS) members.
  5. High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms

    Policy and guidance Guidance consultations Published: 03/07/2020 Last modified: 18/01/2021
    This draft guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of high-cost short-term credit customers.
  6. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the Solvency II Directive (or of
  7. FG15/12: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014

    Finalised guidance Published: 30/11/2015 Last modified: 03/08/2022
    In October 2014 we announced a consultation process on guidance on our registration function under the Co-operative and Community Benefit Societies Act 2014.
  8. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

    Consultations Consultation papers Published: 30/07/2019 Last modified: 10/12/2019
    This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.
  9. PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual

    Policy statements Published: 29/11/2021 Last modified: 29/11/2021
    We set out final rules for Regulatory Technical Standards on Strong Customer Authentication and Secure Communication (SCA-RTS). We also set out amendments to ‘Payment Services and Electronic Money – Our Approach’ (Approach Document, AD
  10. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification