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Showing 4091 to 4100 of 4154 search results for insurance policies.

  1. FCA fines Xcap Securities PLC £120,900 for client asset failings and applies new penalty regime

    Press Releases Published: 11/06/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Xcap Securities PLC (Xcap), a retail investment and capital markets business, £120,900 for failing to adequately protect client money and client assets. This is the first client asset case the FCA has

  2. Final Notice 2021: Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited [pdf]

    Final notices Published: 08/07/2021
    This Final Notice (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) refers to breaches of PRIN 3 and PRIN 7 related to communications with

  3. Information about reports made to the FCA about sexual misconduct and sexual discrimination - July 2020

    FOI Release Date of Release: 22/07/2020
    The FCA provides on information about reports made to the FCA about sexual misconduct and sexual discrimination

  4. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

    Press Releases Published: 06/05/2021 Last modified: 06/05/2021
    We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

  5. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

    Press Releases Published: 05/10/2016 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

  6. “We are using the eyes and ears of consumers” – FCA published its 2013/14 Annual Report

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    Warning for customers on interest only-mortgages. Review into mobile phone insurance.

  7. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service

    Consultation papers Published: 20/08/2018 Last modified: 31/08/2018
    This paper sets out our proposals for recovering the costs of regulating claims management companies (CMCs) when applications open for temporary permissions on 1 January 2019.

  8. Research Note: Choosing wisely: preferences, comprehension and the effect of risk warnings on financial promotions for investment products

    Data and research Research notes Published: 18/06/2020 Last modified: 18/06/2020
    Our research from online laboratory experiments provides evidence-based understanding of how investors choose high risk investment products.

  9. FS20/6: Temporary financial relief for customers impacted by coronavirus: feedback on draft guidance for mortgages

    Policy and guidance Feedback statements Published: 02/06/2020 Last modified: 02/06/2020
    On 22 May 2020, we published draft guidance on the fair treatment of home finance customers in temporary payment difficulty as a result of the current exceptional circumstances arising out of coronavirus (Covid-19)

  10. FSA - PS12/16 Mortgage Market Review – feedback on FSA CP11/31 and final rules

    Policy statements Published: 24/10/2012 Last modified: 07/02/2022
    This Policy Statement summarises the feedback to our consultation on our proposals for the mortgage market and sets out our final rules.
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