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Showing 4101 to 4110 of 4154 search results for insurance policies.
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FCA decides to cancel payday lender’s interim permission and ban its sole director
Mr Hart failed to take reasonable steps to implement appropriate policies and procedures relating to creditworthiness, affordability and forbearance. -
Impact assessment: Chapter 6: Disapplication of CASS audit requirements to certain debt management firms consultation paper (CP16/17) [pdf]
This impact assessment relates to Chapter 6: Disapplication of CASS audit requirements to certain debt management firms consultation paper (CP16/17). It has been verified by the Regulatory Policy Committee. -
FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser
The FCA has appointed David Anthony Scott as its Interim General Counsel. -
FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading
The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case -
TR14/8 - Insurers’ management of claims – household and retail travel
The emergency assistance activities of travel insurers and the need for the right insurance. ... Insurance in relation to medical conditions (travel). Consumer outcomes in long chains of delegation. -
Occasional Paper No. 36: Sending out an SMS: The impact of automatically enrolling consumers into overdraft alerts
As part of the high-cost credit review, the FCA wanted to understand the impact of auto enrolling customers into overdraft and unpaid item (retry) alerts on customer overdrafting behaviour. -
PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules
CP19/14: Mortgage customers: proposed changes to responsible lending rules and guidance -
GC15/4 Proposed guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
our concept of a ‘bona fide co-operative society’. our names policy. -
FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings
The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes. -
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK.