Search results

Showing 4111 to 4120 of 4154 search results for insurance policies.

4111. The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator

      Press Releases Published: 11/08/2015 Last modified: 12/01/2023
      The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that

4112. FCA announces proposals to fundamentally reform the way banks charge for overdrafts and extends protections for other high-cost credit products

      Press Releases Published: 18/12/2018 Last modified: 11/04/2024
      The FCA has announced the next package of measures forming part of its high-cost credit review.

4113. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

      Press Releases Published: 08/01/2009 Last modified: 08/11/2016
      The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

4114. Impact assessment: Financial information on guarantors in debt prospectuses and requests for omission (UKLA/TN/634.1) [pdf]

      Impact assessments Published: 18/08/2017
      This impact assessment relates to UKLA/TN/634.1. It has been verified by the Regulatory Policy Committee.

4115. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

      Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
      This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.

4116. CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union

      Consultation papers Published: 08/01/2019 Last modified: 29/03/2019
      This paper sets out the fees structure we intend to establish for securitisation repositories (SRs) when responsibility for their regulation passes to us from ESMA (European Securities and Markets Authority) after the UK leaves the EU (European Union

4117. Impact assessment: UKLA TN424.1 – Removal from the Official List of listed equity shares of individual funds of Open-Ended Investment Companies (OEICs) [pdf]

      Impact assessments Published: 25/08/2017
      This impact assessment relates to changes to UKLA TN424.1. It has been verified by the Regulatory Policy Committee.

4118. GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974

      Guidance consultations Published: 19/02/2016 Last modified: 29/02/2016
      We published a feedback statement and final rules in Policy Statement (PS15/23) in September 2015 and stated that, in our view, taking or demanding payment from a guarantor (for example,

4119. FSA issues fines totaling £250,000 on Plus500UK Limited (Plus500) and James Sharp and Company (James Sharp)

      Press Releases Published: 24/10/2012 Last modified: 22/07/2013
      The Financial Services Authority (FSA) has fined two firms, Plus500UK Limited (Plus500) £205,128 and James Sharp and Company (James Sharp) £49,000 for failing to provide accurate and timely transaction reports to the FSA in respect of all the

4120. New FCA complaints data: 3.32 million complaints about financial services in the first six months of 2017

      Press Releases Published: 23/10/2017 Last modified: 23/10/2017
      The Financial Conduct Authority (FCA) has today published the data on the number of complaints reported by firms for the first half of 2017.