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Showing 4131 to 4140 of 4154 search results for insurance policies.
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FCA fines Guaranty Trust Bank (UK) Ltd £525,000 for failures in its anti-money laundering controls
The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010. -
www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm)
www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out -
First-tier Tribunal upholds decision to fine Hall and Hanley Limited for data breaches and unauthorised copying of client signatures
The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was -
Joint FCA and PRA statement on SM&CR and coronavirus: our expectations of dual-regulated firms - December 2020 update
In April 2020, we set out our expectations to help dual-regulated firms apply the SM&CR following the exceptional circumstances that arose from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the -
Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: draft temporary updated guidance for firms
This draft guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of rent-to-own, buy-now pay-later and pawnbroking customers. -
Zurich Assurance Company Limited / Zurich Global Relationship Management / Zurich Fixed Rates (clone of FCA authorised firm)
Zurich Assurance Company Limited / Zurich Global Relationship Management / Zurich Fixed Rates (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find -
CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation
The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 18 January 2018. Most of their provisions came into effect on 1 January 2019. We have consulted on a number of changes to ensure -
£31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme
Policy Statement including estimates of the redress scheme. On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the -
CP14/22: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
We will consider your feedback and publish our guidance in a Policy Statement later in 2014 or early 2015. -
FS20/9: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules (personal loans, credit cards and overdrafts)
This feedback statement affects firms that provide credit cards (including store cards and catalogue credit), personal loans and overdrafts.