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Showing 431 to 440 of 4150 search results for insurance policies.

431. FCA statement on fair treatment of long standing customers in life insurance

     Statements Published: 28/03/2014 Last modified: 28/03/2014
     The work on fair treatment of long standing customers in life insurance is a supervisory piece of work. ... We are not planning to individually review 30m policies, nor do we intend to look at removing exit fees from those policies providing they were

432. CP15/31: Strengthening accountability in banking and insurance: regulatory references

     Consultation papers Published: 06/10/2015 Last modified: 08/12/2015
     CP15/31: Strengthening accountability in banking and insurance: regulatory references. Consultation papers First published:. ... FCA insurance controlled functions. Notified non-executive director roles and credit union NEDs.

433. Investor protection under MiFID II

     Speeches Published: 20/10/2015 Last modified: 20/10/2015
     Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

434. Competition impacts of Big Tech in retail financial services

     Events Published: 26/10/2022 Last modified: 15/11/2022
     We are hosting a webinar, panel discussion and roundtables on the possible competition impact of Big Tech firms’ entry into financial services

435. Tribunal upholds FCA ban and significant fine on insurance broker

     Press Releases Published: 28/06/2013 Last modified: 17/09/2013
     The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

436. List of employers’ liability insurers

     General insurers and insurance intermediaries Published: 18/04/2016 Last modified: 19/04/2016
     United Kingdom. Regulated. NO. 117664. The National Farmers' Union Mutual Insurance Society Limited. ... United Kingdom. Regulated. YES. http://www.nepia.com/policy-pages/employers-liability-insurance-register/. Jeff O'Neill. 0191 232 5221. The Quayside

437. Appointed representatives and consumer credit firms

     New firm authorisation Tasks for regulated firms Published: 11/05/2015 Last modified: 15/12/2022
     Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm.

438. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

     Press Releases Published: 09/07/2013 Last modified: 16/08/2013
     Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.

439. FCA Data Bulletin - January 2015 - underlying data [xlsx]

     Data Published: 29/01/2015 Last modified: 29/01/2015
     Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

440. HomeServe fined £30 million for widespread failings

     Press Releases Published: 13/02/2014 Last modified: 13/02/2014
     In particular, during the period January 2005 to October 2011 it mis-sold insurance policies, failed to investigate complaints adequately, its Board was insufficiently engaged with compliance matters and its senior ... HomeServe mis-sold two of its