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Showing 711 to 720 of 4150 search results for insurance policies.

711. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     PRA CP7/15 / FCA CP15/5 on Approach to Non-Executive Directors in banking and Solvency II insurance firms & Application of the Presumption of Responsibility to Senior Managers in banking firms. ... We plan to publish a policy statement containing final

712. PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking

     Policy statements Published: 13/08/2015 Last modified: 09/12/2016
     Policy statements First published:. 13/08/2015. Last updated: 09/12/2016. Share page. ... In this Policy Statement we report on the main issues arising from the following FCA consultation papers and publish final rules.

713. Consumer Investments Strategy - 2 Year Update

     Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
     The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

714. FCA finds small firms need to manage financial crime risks more effectively

     Press Releases Published: 14/11/2014 Last modified: 23/11/2021
     The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

715. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

     Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
     13/12/2017. Consultation closes. 21/02/2018. Policy Statement. Summer 2018. Commencement for insurers. ... a small Non-Directive Firm or a small run-off firm. an Insurance Special Purpose Vehicle.

716. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

717. Consumer Investments Strategy – 1 year update

     Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
     The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

718. Supporting consumers through tough times – priorities for credit regulation

     Speeches Published: 23/03/2022 Last modified: 20/03/2024
     Speech by Brian Corr, Interim Director of Retail Lending at the FCA, delivered at Credit Summit 2022

719. FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)

     Feedback statements Published: 29/09/2021 Last modified: 10/12/2021
     Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.

720. Levelling the playing field – innovation in the service of consumers and the market

     Speeches Published: 20/04/2021 Last modified: 20/04/2021
     Speech by our CEO, Nikhil Rathi, to FinTech Week.