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Showing 951 to 960 of 4150 search results for insurance policies.

  1. PS23/7: Broadening retail and pensions access to the long-term asset fund [pdf]

    Policy statements Published: 29/06/2023
    This Policy Statement summarises feedback to the consultation on broadening out the distribution of the long-term asset fund (LTAF) to retail investors and pension holders, and describes our proposed response.
  2. [pdf]

    Archive Published: 14/03/2013 Last modified: 05/09/2014
  3. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).
  4. PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR [pdf]

    Policy statements Published: 24/02/2023
    This Policy Statemtn sets out our response to feedback received and proposed new requirements for aspects of EMIR reporting.
  5. PS22/6: Preventing claims management phoenixing by financial services firms [pdf]

    Policy statements Published: 07/06/2022
    This Policy Statement sets out final rules for CMCs (claims management companies) following our consultation in CP21-14
  6. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

    Statements Published: 08/04/2020 Last modified: 28/06/2022
    The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.
  7. PS23/13: Introducing a gateway for firms who approve financial promotions September [pdf]

    Policy statements Published: 12/09/2023
    This policy statementsets out our response to the feedback we received to our December 2022 consultation on introducing a gateway for firms who approve financial promotions.
  8. PS22/10: Strengthening our financial promotion rules for high‑risk investments and firms approving financial promotions [pdf]

    Policy statements Published: 01/08/2022
    This Policy Statement (PS) summarises the feedback we received to CP22/2. It sets out our final policy position and Handbook rules, which are designed to strengthen the regime for how high-risk investments (HRIs) can be promoted
  9. Statements of Policy on the operation of the MiFID Transparency Regime [pdf]

    Policy statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy on the operation of the MiFID Transparency Regime.
  10. Regulating the funeral plans sector

    Firms Published: 05/02/2021 Last modified: 04/12/2023
    The FCA regulates pre-paid funeral plans, which means any funeral plan provider or intermediary must be authorised. Find out what this means for your firm.