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Showing 581 to 590 of 797 search results for insurance policies - calculated.

  1. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    We are now providing feedback on the responses received to the consultation and setting out our policy intentions as a result. ... steer on our policy intentions for our Certification Regime and the application of our Conduct Rules.

  2. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

  3. PS22/12: Pensions Dashboards rules for pension providers

    Policy statements Published: 01/11/2022 Last modified: 29/04/2024
    Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

  4. CP24/7: Payment Optionality for Investment Research

    Consultation papers Published: 10/04/2024 Last modified: 02/07/2024
    We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research

  5. TR16/6: Principals and their appointed representatives in the general insurance sector

    Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
    TR16/6:Principals and their appointed representatives in the general insurance sector (PDF). ... The focus of this review was on general insurance products and services provided primarily to UK retail and SME customers.

  6. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  7. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

  8. Besso Limited fined for anti-bribery and corruption systems failings

    Press Releases Published: 19/03/2014 Last modified: 19/03/2014
    had limited bribery and corruption policies and procedures in place between January 2005 and October 2009. ... The FCA is currently undertaking a thematic review of smaller general insurance brokers’ anti-bribery and corruption systems and controls.

  9. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    insurance companies. credit hedge funds. asset managers. Analysis by Riasi using the Porter Diamond suggests that MBF is not due to chance, Government action and factor conditions (raw materials, capital, human ... the trade-off between competition

  10. PS20/4: Amendment of COBS 21.3 permitted link rules

    Policy statements Published: 04/03/2020 Last modified: 04/03/2020
    This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules.