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Showing 691 to 700 of 797 search results for insurance policies - calculated.

691. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

     Press Releases Published: 03/10/2013 Last modified: 07/02/2022
     he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

692. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

693. Towards end of the transition period: getting ready for a new environment

     Speeches Published: 12/11/2020 Last modified: 12/11/2020
     Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.

694. The Financial Conduct Authority to gather evidence on how the PPI complaints process is working

     Press Releases Published: 30/01/2015 Last modified: 03/11/2016
     The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI). ... The most commonly sold types of PPI were single premium policies on unsecured loans (around 48% of all PPI

695. PS21/14: A new authorised fund regime for investing in long term assets

     Policy statements Published: 25/10/2021 Last modified: 25/10/2021
     We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

696. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     PRA CP7/15 / FCA CP15/5 on Approach to Non-Executive Directors in banking and Solvency II insurance firms & Application of the Presumption of Responsibility to Senior Managers in banking firms. ... We plan to publish a policy statement containing final

697. Investors in the EEA Life Settlements Fund should consider making a complaint now

     News stories Published: 24/09/2014 Last modified: 24/09/2014
     The EEA Life Settlements Fund is an unregulated collective investment scheme made up of traded life insurance policies (TLPIs), based in Guernsey and previously listed on the Channel Islands Securities Exchange. ... TLPIs are investments in life

698. CP19/20: Our framework: assessing adequate financial resources

     Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
     The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

699. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

     Policy statements Published: 04/02/2019 Last modified: 11/09/2023
     The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.

700. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

     Speeches Published: 14/11/2014 Last modified: 20/10/2015
     Not just mere ‘activity’. And this is a priority that’s now dominating FCA policy formation across multiple areas, including our competition work in markets like general insurance add-ons; cash ... Now this understanding is important because it