Search results

Showing 1 to 10 of 31 search results for into firms failing to notify the FCA of a net short position.

1. Information on investigations into firms failing to notify the FCA of a net short position - March 2021

   FOI Release Date of Release: 19/03/2021
   The FCA answers questions related to investigations it has launched into firms failing to notify the FCA of a net short position for the last 5 years.

2. Primary Market Bulletin 33

   Newsletters Published: 29/03/2021 Last modified: 22/04/2021
   Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

3. About our data

   Last modified: 14/03/2024
   The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

4. Shareholding notification and disclosure

   Markets Published: 02/05/2016 Last modified: 02/07/2024
   There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

5. Business Plan 2023/24

   Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
   The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

6. Short selling

   Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
   We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

7. Exemptions from short-selling requirements

   Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

8. Notification and disclosure of net short positions

   Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

9. FCA statement on short selling bans and reporting

   Markets Short selling Published: 17/03/2020 Last modified: 11/01/2023
   Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).

10. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.