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Showing 1142 to 1151 of 1624 search results for into general insurance.

  1. Regulated retail investment adviser re-evaluation

    Statements Published: 05/09/2018 Last modified: 21/09/2018
    We have collaborated with the Chartered Insurance Institute (CII) to create a re-assessment test of the level 4 Diploma in Financial Planning. ... The level 4 Diploma became the standard when the Retail Distribution Review came into force at the start of
  2. Sector Views - published February 2020

    Corporate documents Published: 18/02/2020 Last modified: 21/02/2020
    We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness.
  3. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Investigations on various breaches information – October 2021

    FOI Release Date of Release: 11/10/2021
    FCA provides investigations on various breaches information.
  6. The FCA holds key conference on financial crime

    Press Releases Published: 01/07/2013 Last modified: 03/07/2013
    Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance.
  7. Chairman's speech to the Trust in Banking Conference

    Speeches Published: 20/10/2015 Last modified: 22/10/2015
    Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered
  8. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    Moorhouse is a general insurance broker whose business is focused on selling motor and liability related insurance products to small and medium enterprises (SMEs) including very small businesses known as ... The FCA’s work on general insurance add-ons.
  9. March 2013 – Letter for General Insurance Intermediation and Investment Intermediation FSCS Interim Levy 2012/13 [pdf]

    Correspondence Published: 30/03/2013 Last modified: 03/08/2016
  10. Seizing opportunity – challenges and priorities for the FCA

    Speeches Published: 22/09/2021 Last modified: 24/09/2021
    Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House