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Showing 1402 to 1411 of 1624 search results for into general insurance.

1402. General Insurance pricing practices market study

      We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

1403. Compensation package agreed for consumers sold card security products

      Press Releases Published: 27/01/2015 Last modified: 28/01/2015
      One of the features of the card security products was insurance to cover fraudulent use if a card was lost or stolen. ... The Scheme is open to all customers who bought or renewed the card security products between 14 January 2005 (when the FCA began

1404. Former Moore Capital trader pleads guilty to insider dealing

      Press Releases Published: 07/11/2014 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

1405. UBS fined £9.45m for failings in its sale of an AIG fund

      Press Releases Published: 12/02/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

1406. Automated investment services - our expectations

      Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
      The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

1407. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

      Press Releases Published: 25/02/2021 Last modified: 26/02/2021
      Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

1408. FCA Statement on fair treatment of long-standing customers in the life insurance sector

      Statements Published: 03/03/2016 Last modified: 03/03/2016
      FCA Statement on fair treatment of long-standing customers in the life insurance sector. ... The FCA has commenced investigations into the behaviour of the six firms referred to above.

1409. TR13/6 – Mobile banking and payments

      Thematic reviews Published: 27/08/2013 Last modified: 15/09/2016
      However, any new technology can also present risks. By publishing this review we want to make sure that the industry knows exactly what we are looking into, supporting firms in mitigating ... This report does not constitute general guidance or contain

1410. Mortgages and coronavirus: updated guidance for firms

      Policy and guidance Finalised guidance Published: 01/06/2020 Last modified: 17/08/2021
      FCA update to our guidance for firms on mortgages and coronavirus

1411. Capital Markets Union – a regulator’s perspective

      Speeches Published: 04/06/2015 Last modified: 04/06/2015
      Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the

1412. Mutual societies registration function: 2019-20

      About us Corporate documents Published: 29/05/2020 Last modified: 29/05/2020
      The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation.