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Showing 1542 to 1551 of 1624 search results for into general insurance.

  1. FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages

    Press Releases Published: 25/09/2014 Last modified: 01/10/2014
    The FCA plan to bring second charge mortgages into the existing mortgage rules from March 2016. ... A number of other changes will also be implemented including new knowledge and competency requirements, obligations for firms dealing in foreign currency
  2. FCA and PRA fine Goldman Sachs International £96.6m for risk management failures in connection with 1MDB

    Press Releases Published: 22/10/2020 Last modified: 23/10/2020
    FCA and PRA fine Goldman Sachs International £96.6m for risk management failures connected to 1Malaysia Development Berhad (1MDB)
  3. TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress

    Thematic reviews Published: 25/09/2013 Last modified: 15/11/2016
    TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress. ... Payment protection insurance (PPI) has developed into the biggest issue of financial mis-selling in recent years, and has
  4. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

    Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
    We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.
  5. Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly

    Press Releases Published: 05/06/2015 Last modified: 05/06/2015
    their customers fairly when handling Payment Protection Insurance (PPI) complaints between March 2012 and May 2013. ... Lloyds has made significant progress towards the fairer treatment of customers in its general complaint handling operation and has
  6. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.
  7. TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration

    Firms in administration News stories Published: 05/06/2024 Last modified: 05/06/2024
    TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives.
  8. Clarifying our supervisory intentions: overall responsibility for the legal function under the Senior Managers Regime

    Statements Published: 27/01/2016 Last modified: 26/05/2016
    It has come to our attention that there is uncertainty as to whether an individual in charge of a firm’s legal function requires approval under our Senior Managers regime. This statement:describes our plans to consult on this area; and makes clear
  9. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Press Releases Published: 17/12/2014 Last modified: 17/12/2014
    The Chair is Carol Sergeant, who previously led a government review into simple financial products and has held senior roles at the Bank of England, the Financial Services Authority and Lloyds ... The FCA is currently consulting on the rules that will
  10. FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services

    Press Releases Published: 07/04/2014 Last modified: 07/04/2014
    The RDR, which came into force at the beginning of 2013, introduced new disclosure requirements to improve transparency for consumers. ... As part of its review into disclosure, the FCA looked into how advisory firms describing themselves as independent