Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 632 to 641 of 1624 search results for into general insurance.

  1. Reporting requirements: insurance firms

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The Prudential Regulation Authority (PRA) is responsible for the prudential regulation of insurance companies. Learn more about the requirements for reporting.
  2. Sign up for updates on funeral plans regulation

    Last modified: 15/03/2024
    Provider. A firm that enters into funeral plan contracts with consumers and/or which carries out funeral plan contracts that have previously been agreed. ... We process personal data in line with the requirements of the General Data Protection Regulation
  3. Suspicious transaction and order reports (STOR) figures 2016 [pdf]

    Data Published: 20/02/2017
    Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA for 3 July to 31 December 2016.
  4. FSA Commentary on FSA Complaints Data 2010 H1 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    FSA commentary on FSA Aggregate Complaints Data 2010 H1 including highlights.
  5. Aggregate complaints data: 2023 H1

    Data Published: 19/10/2023 Last modified: 25/04/2024
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group.
  6. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.
  7. Final Notice 2022: Luke Andrew Durrant [pdf]

    Final notices Published: 22/09/2022
    The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.
  8. TR16/6: Principals and their appointed representatives in the general insurance sector – and follow-up work [pdf]

    Thematic reviews Published: 21/06/2017
    Our findings, expectations and actions from this thematic review.
  9. FCA Final Notice 2014: EPLS Risk Solutions Limited (formerly Glen Insurance Consultants Limited) [pdf]

    Final notices Published: 23/09/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance intermediary sector. We imposed a cancellation.
  10. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.