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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
Regulating high frequency trading
Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version. -
FSA Q1 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FSA Q4 12/13 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
FCA Data Bulletin October 2014 edition - underlying data [xlsx]
Underlying data for the firms the FCA regulates, complaints about firms, compensations stats, the mortgage market, and freedom of information requests. -
Final Notice 2018: Forethought Brokers Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit -
The retail intermediary market 2022 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2022. -
Qudos Insurance A/S declared bankrupt
The Danish Financial Supervisory Authority has announced that Qudos Insurance A/S has, on 20 December 2018, been declared bankrupt. -
Aggregate Complaint data charts April 2013 [pdf]
Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress. -
Final Notice 2020: Ian Mackin (trading as Caledonia Finance) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector, Investment Advisory sector -
The retail intermediary market 2021 underlying data [xlsx]
Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2021.