Search results
Showing 291 to 300 of 773 search results for introduction of the Consumer Duty.
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UK regulators, government and other bodies
Find out more about the UK agencies, government departments and other regulators we cooperate closely with. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
Customer Understanding of Transactions
their approach to designing products, providing understandable information to consumers and dealing with complaints. ... All firms are using customer survey findings, and many are using consumer group discussions as the basis for producing better, yet -
Apply to become a consumer credit broker
Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker. -
Banks, insurers and Lloyd’s managing agents
Find out about the authorisation process if you're one of these types of firm. -
Highlights of the FCA’s approach in 2022
The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets. -
Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
FCA proposes cap on early exit charges
This aims to ensure that consumers can access the government's pension reforms easily and affordably. ... The duty placed on the FCA by HMT is focused solely on exit charges for customers accessing their pension freedoms. -
Expectations of firms selling client banks
In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities. -
Apply to be a registered AIFM
Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.