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Showing 461 to 470 of 773 search results for introduction of the Consumer Duty.

  1. FCA consults on post-Brexit divergence for PRIIPS regulation

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.

  2. The FCA's regional FinTech engagement

    Speeches Published: 26/04/2017 Last modified: 26/04/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Leeds Digital Festival.

  3. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. The regulation of advice – recommendations post FAMR

    Speeches Published: 20/04/2016 Last modified: 20/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Calibrating controls to build confident markets

    Speeches Published: 06/09/2023 Last modified: 06/09/2023
    Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

  6. FCA publishes proposals on transactions cost disclosure

    Press Releases Published: 05/10/2016 Last modified: 05/10/2016
    The Financial Conduct Authority has today published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments.

  7. Defined benefit pension transfers – market-wide data results

    Multi-firm reviews Published: 19/06/2019 Last modified: 19/06/2019
    Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market. 

  8. Apply to become a credit reference agency or credit information services provider

    Firm authorisation Published: 27/04/2020 Last modified: 13/12/2023
    Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.

  9. PS17/16: Regulatory reporting - retirement income data

    Policy statements Published: 21/07/2017 Last modified: 21/07/2017
    This Policy Statement sets out our final rules which require providers of pensions, annuities and income drawdown to report two new data items to us.

  10. Research Notes: Improving outcomes for consumers considering investing in high-risk investments

    Research notes Published: 19/01/2022 Last modified: 02/02/2022
    We've published 3 Research Notes on behavioural interventions we tested to improve outcomes for consumers considering investing in high-risk investments.