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Showing 491 to 500 of 773 search results for introduction of the Consumer Duty.
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Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Supervision review report: Acquiring clients from other firms
We are reporting our findings of our supervision review of investment advisory firms’ practices when acquiring clients from other firms. -
Apply to become a pre-paid funeral plans firm
If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply. -
Transitional provisions and regimes
Find out about the transitional provisions and regimes that are operating, following the end of the transition period. -
Andrew Bailey speech at the Annual Public Meeting 2019
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting. -
Getting culture and conduct right - the role of the regulator
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London. -
FCA acts to improve competition in the current account market
The Financial Conduct Authority (FCA) has today announced that it will take action to improve competition in the current account market. This follows a series of recommendations which were proposed by the Competition and Markets Authority (CMA) as -
FSCS supplementary levies for 2020/21
Find out more about the 2020/2021 Financial Services Compensation Scheme's (FSCS) supplementary levy. -
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
This paper will be of interest to:. consumers and consumer organisations. ... We would welcome feedback from firms, industry and consumer groups, and other stakeholders. -
FCA keeps trading apps under review over gaming concerns
In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.