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Showing 611 to 620 of 773 search results for introduction of the Consumer Duty.
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PS15/17: Pension Wise – recommendation policy
In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy. -
Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse
employer and client would not consent to the public disclosure of that information, unless he knows that the recipient is under a duty of confidentiality and that he knows that the ... To support this it has three operational objectives: to secure an -
Speech: The economic challenge of regulating the mortgage market
At the same time, mortgages are the biggest financial transaction that many consumers make. ... Consumers struggle with complex calculations and terms (FCA paper in prep; Dellaert & Stremersch). -
PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds. -
FCA publishes discussion paper on transforming culture in financial services
The Financial Conduct Authority (FCA) has today published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating -
Updating and improving the UK regime for asset management: our priorities
Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner. -
Key findings of multi-firm work on Claims Management Companies carrying out unregulated claims
We recently looked at Claims Management Companies (CMCs) carrying out unregulated claims activity to assess if firms were using their FCA authorisation to legitimise services that are not regulated. -
Competition and conduct regulation in financial services
Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial Conduct Authority says time to end premium calls for consumers
The FCA is concerned that customers are being charged high rates to contact financial services firms and will consult with industry, consumer organisations and consumers to ensure customer calls are more ... In a letter to consumer group, Which?, the FCA -
FCA joins other regulators to call on firms to help struggling customers
The FCA will report on how well the cash savings market is supporting savers to benefit from higher interest rates. We will require the largest banks and building societies to explain the pace and extent of their pass through of interest rates, the