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Showing 741 to 750 of 773 search results for introduction of the Consumer Duty.

741. FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest

     Press Releases Published: 14/12/2018 Last modified: 14/12/2018
     The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies.

742. FCA announces competition review into credit cards - particular focus on how industry works with those in difficult financial situations

     Press Releases Published: 03/04/2014 Last modified: 03/04/2014
     There is however, a duty of care to consumers, and I think it’s important for there to be clarification of whether competition is working in their interests.”. ... This week, the FCA took over regulation of consumer credit and published low income

743. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

     Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
     We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

744. Improvements needed to the credit information market to deliver better lending decisions for borrowers

     Press Releases Published: 22/11/2022 Last modified: 22/11/2022
     The Financial Conduct Authority (FCA) has set out proposals to improve the credit information sector so it can deliver higher quality and more comprehensive information for consumers and firms.

745. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

     Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
     Consumers may be interested how individual accountability is being enhanced within financial services.

746. Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions

     Speeches Published: 01/10/2018 Last modified: 05/10/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London.

747. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

     Press Releases Published: 08/08/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

748. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

     Policy statements Published: 04/02/2015 Last modified: 29/05/2018
     pensions. IGCs will have a duty to act solely in the interests of scheme members and will operate independently of the provider. ... consumers who are members of workplace personal pension schemes and consumer groups seeking better protection for

749. Financial watchdog warns insurers to protect customers’ wellbeing during cost of living squeeze

     Press Releases Published: 29/09/2022 Last modified: 29/09/2022
     The Financial Conduct Authority (FCA) has written to insurers urging them to protect customers as the cost of living rises

750. New Chairs of the FCA Practitioner Panel and Markets Practitioner Panel announced today

     Press Releases Published: 28/06/2019 Last modified: 01/07/2019
     The Financial Conduct Authority Chair, Charles Randell, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.