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Showing 231 to 240 of 417 search results for introduction of the senior managers regime.
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FCA publishes Annual Report for 2014/15
implementing the new Senior Managers Regime. our market studies, including cash savings, retirement income and review of competition in the wholesale sector. -
IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm
The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime -
Leadership and conduct
Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
The new accountability regime covers the Senior Managers Regime; the Certification Regime; and new Conduct Rules. ... While the Senior Managers Regime will ensure that senior managers can be held accountable for any misconduct that falls within their -
Our response to the Parliamentary Commission on Banking Standards
We will consult on a series of proposals in 2014, including the introduction of a new Senior Persons Regime for deposit-taking institutions. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
Climate change and sustainable finance
The FCA's work on climate change and other environmental, social and governance (ESG) issues. -
FCA pay gap data 2023
The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
About the FCA
The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.