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Showing 162 to 171 of 195 search results for investments like cryptocurrencies and foreign exchange.

  1. Findings from our investment platforms costs and charges review – good and poor practice

    Firms Published: 04/05/2022 Last modified: 04/05/2022
    In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.
  2. Saltire Consultancy Services (Clone of an EEA Authorised firm)

    Warnings Published: 15/03/2021 Last modified: 25/03/2021
    Saltire Consultancy Services (Clone of an EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
  3. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered
  4. FCA proposes stricter rules for contract for difference products

    Press Releases Published: 06/12/2016 Last modified: 06/12/2016
    The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.
  5. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

    Press Releases Published: 08/04/2019 Last modified: 08/04/2019
    The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs
  6. Options Tech Limited

    Warnings Published: 08/08/2018 Last modified: 08/08/2018
    Options Tech Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme

    Press Releases Published: 23/04/2024 Last modified: 24/05/2024
    The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA).
  8. DeVere & Partners UK Limited / DeVere Ltd (clone of FCA authorised firm)

    Warnings Published: 01/05/2013 Last modified: 19/05/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  9. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).
  10. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    More international banking activity is booked in London than anywhere else; 41% of all foreign exchange trading takes place here; London is the leading centre for international bond trading and this ... It shows the market is not working well. Think