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Showing 172 to 181 of 195 search results for investments like cryptocurrencies and foreign exchange.

  1. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  
  2. exchangesolutions.co.uk / exchangesolutionsltd.com (Clone of FCA Authorised Firm)

    Warnings Published: 11/08/2022 Last modified: 03/11/2022
    exchangesolutions.co.uk / exchangesolutionsltd.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  3. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.
  5. Disruptive innovation in financial markets

    Speeches Published: 26/10/2015 Last modified: 26/10/2015
    Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version.
  6. PayGlobel (using details of Former PSD Agent) (clone of FCA authorised firm)

    Warnings Published: 20/10/2020 Last modified: 20/10/2020
    PayGlobel (using details of Former PSD Agent) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  7. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.
  9. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients

    Consultation papers Published: 06/12/2016 Last modified: 09/03/2017
    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.
  10. Alex Hope Sentenced to 16 months’ imprisonment for Perverting the Course of Justice

    Press Releases Published: 23/03/2018 Last modified: 23/03/2018
    Today at Southwark Crown Court Alex Hope was sentenced to 16 months’ imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016