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Showing 432 to 441 of 632 search results for its Financial Lives Survey.

  1. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.
  3. Competition and Asset Management Conference overview

    News stories Published: 06/11/2015 Last modified: 17/11/2015
    Last week the FCA and Said Business School jointly hosted a two-day conference to explore a range of questions that are of interest to regulators, academics and practitioners.
  4. Innovation: The regulatory opportunity

    Speeches Published: 28/10/2014 Last modified: 21/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. The rationale for the FCA’s Mission and the context which the FCA operates in

    Speeches Published: 26/10/2016 Last modified: 10/11/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.
  6. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.
  7. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.
  8. Leaving SRO or CRO

    Published: 03/03/2021 Last modified: 02/01/2024
    Find out how to cancel a temporary permission if your firm is in the TPR or SRO.
  9. FCA progresses market abuse claim against Globo Plc chiefs

    Press Releases Published: 04/11/2022 Last modified: 04/11/2022
    The Financial Conduct Authority (FCA) has commenced civil proceedings against the former CEO and CFO of Globo Plc for alleged market abuse.
  10. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.