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Showing 542 to 551 of 632 search results for its Financial Lives Survey.

  1. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  2. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.
  3. FCA reveals next round of successful firms in its regulatory sandbox

    Press Releases Published: 05/12/2017 Last modified: 06/12/2017
    The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.
  4. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.
  5. FCA takes action against unregistered crypto ATM operators in Leeds

    Press Releases Published: 14/02/2023 Last modified: 14/02/2023
    The Financial Conduct Authority (FCA) has used its powers to enter and inspect several sites around Leeds suspected of hosting illegally operated crypto ATMs.
  6. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.
  7. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches Published: 22/02/2023 Last modified: 17/11/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.
  8. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 12/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.
  9. FCA launches consultation guiding firms on the fair treatment of vulnerable customers

    Press Releases Published: 23/07/2019 Last modified: 23/07/2019
    The Financial Conduct Authority (FCA) has today launched a consultation on proposed guidance for firms on the fair treatment of vulnerable customers.
  10. FCA confirms final rules on improving the quality of pension transfer advice

    Press Releases Published: 04/10/2018 Last modified: 11/04/2024
    The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.