Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1021 to 1030 of 4756 search results for its ScamSmart.

  1. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.

  2. FCA Handbook Notice 21 [pdf]

    Handbook Published: 24/04/2015 Last modified: 31/07/2015
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 24 March, 4 April and 23 April 2015, and rules also made by the Financial Ombudsman Service Ltd on 20

  3. Ashley Alder appointed FCA chair

    Press Releases Published: 08/07/2022 Last modified: 08/07/2022
    HM Treasury has announced the appointment of Ashley Alder as new Chair of the FCA.

  4. FCA statement regarding Tesco

    Statements Published: 29/10/2014 Last modified: 29/10/2014
    its own investigation with immediate effect.

  5. Cryptoassets: AML / CTF regime - Registering with the FCA

    Published: 22/03/2023 Last modified: 01/07/2024
    You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

  6. FSA - Customer survey [pdf]

    Archive Published: 05/12/2007 Last modified: 03/08/2016
    If you use a customer survey think about the questions you are asking and if they help you identify areas where your firm and its advisers are/are not treating customers fairly and therefore areas where improvements are needed. This document is

  7. Competition Act 1998 decision: international money remittance

    All firms Published: 04/04/2024 Last modified: 04/04/2024
    On 30 November 2023, we decided that 3 firms offering international money remittance services had breached competition law. Read our case study.

  8. B & T Brokers (clone of FCA authorised firm)

    Warnings Published: 09/07/2012 Last modified: 04/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  9. Authority Finance (clone of FCA authorised firm)

    Warnings Published: 05/02/2016 Last modified: 05/02/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. Vantage Securities (clone of FCA authorised firm)

    Warnings Published: 22/10/2012 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
Related topics