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Showing 1051 to 1060 of 4756 search results for its ScamSmart.

  1. Faxtor Securities (clone of FCA authorised firm)

    Warnings Published: 13/07/2012 Last modified: 14/09/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  2. OFT Requirement Notice: Haymarket Lending Limited [pdf]

    Requirement notices Published: 16/11/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Haymarket Lending Limited (Post Net Ltd) which applies to its Consumer Credit Interim Permission.

  3. The FCA's regional FinTech engagement

    Speeches Published: 26/04/2017 Last modified: 26/04/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Leeds Digital Festival.

  4. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  5. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

  6. MiFID II: retail investment advice firms

    Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
    A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

  7. Information for FTX customers

    News stories Published: 14/11/2022 Last modified: 14/11/2022
    Information for UK customers of FTX.

  8. Sector Views 2017

    Corporate documents Published: 18/04/2017 Last modified: 05/04/2018
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into sectors and monitor them continuously.

  9. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Modification by consent: CASS 1A.1.1R(3)

    Tasks for regulated firms Published: 08/05/2015 Last modified: 08/12/2022
    Find out how this modification works for CASS medium and CASS large firms, and how to take advantage of it.
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