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Showing 131 to 140 of 4752 search results for its ScamSmart.

131. Campaign resources

     Consumers Published: 09/08/2017 Last modified: 18/06/2024
     Support our ScamSmart campaign - download resources to spread the word about how to avoid investment and pension scams.

132. Copy trading

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.

133. LTAF valuation and pricing requirements

     Firms Published: 24/11/2022 Last modified: 24/11/2022
     This page is intended to help investors and potential investors understand how their units in a Long-Term Asset Fund are priced.

134. TPR-FCA partner presentation [pdf]

     Documents Published: 14/08/2018

135. FCA warns of increased risk of online investment fraud [pdf]

     Documents Published: 29/01/2018

136. Contact us

     Last modified: 21/06/2024
     If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.

137. Investment scams advice poster [pdf]

     Documents Published: 19/06/2018

138. FCA fines CGML £27,766,200 for failures in its trading systems and controls

     Press Releases Published: 22/05/2024 Last modified: 22/05/2024
     The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

139. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

     About us What we do Published: 23/01/2018 Last modified: 23/05/2022
     OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

140. Reporting obligation

     Markets policy Published: 22/05/2016 Last modified: 26/07/2024
     Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.