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Showing 1451 to 1460 of 4758 search results for its ScamSmart.

  1. AOT Stock Specialist (clone of FCA authorised firm)

    Warnings Published: 08/06/2012 Last modified: 20/08/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  2. Ageing population and financial services

    Speeches Published: 16/10/2017 Last modified: 16/10/2017
    Speech by Linda Woodall, Director of Life Insurance and Financial Advice, delivered at the Ageing Population Occasional Paper launch event. 

  3. H.Y. Markets (clone of FCA authorised firm)

    Warnings Published: 17/11/2011 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  4. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  5. Information on anti-money laundering (AML)

    FOI Release Date of Release: 20/08/2021
    The FCA responds to request for information on anti-money laundering (AML)

  6. Financial Crime: analysis of firms’ data

    Data Published: 13/11/2018 Last modified: 05/10/2021
    The FCA has published its first financial crime survey of over 2,000 UK firms, across the financial sector. The survey gives a collective view of the activity being undertaken by firms in the UK to combat financial crime across the industry.

  7. PCF Bank Limited enters into liquidation

    News stories Published: 20/06/2024 Last modified: 20/06/2024
    On 19 June 2024, PCF Bank Limited (PCF), together with its subsidiaries PCF Credit Limited and Azule Limited, entered into creditors' voluntary liquidation.

  8. The supervision of sponsors

    Markets Published: 04/05/2016 Last modified: 13/06/2022
    Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime.

  9. Statement on MiFID II inducements and research

    Statements Published: 08/11/2019 Last modified: 08/11/2019
    FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions

  10. RMA-I Supplement Product Sales Data: help text

    Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
    3. Please indicate in column B where the firm's business for retail customers in the product type formed more than 40% by premium of all of its non-investment insurance
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