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Showing 1471 to 1480 of 4758 search results for its ScamSmart.

  1. OFT Requirement Notice: Aktiv Kapital (UK) Limited [pdf]

    Requirement notices Published: 27/10/2010 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Aktiv Kapital (UK) Limited which applies to its Consumer Credit Interim Permission.

  2. Capital Markets (clone of FCA authorised firm)

    Warnings Published: 18/07/2013 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  3. Wigston Private Bank (clone of FCA authorised firm)

    Warnings Published: 14/10/2015 Last modified: 24/05/2021
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  4. Objective Returns (clone of FCA authorised firm)

    Warnings Published: 16/09/2013 Last modified: 29/11/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  5. Final notice 2015: Threadneedle Asset Management Limited [pdf]

    Final notices Published: 15/12/2015 Last modified: 15/12/2015
    This final notice concerns an asset management sector firm’s breach of PRIN 3 for failing to put in place adequate controls in the fixed income area of its front office and PRIN 11 for providing inaccurate information to the regulator and for

  6. FCA publishes Annual Report for 2014/15

    Press Releases Published: 02/07/2015 Last modified: 14/09/2015
    The Financial Conduct Authority has today published its second Annual Report which looks back on the key pieces of work undertaken by the organisation throughout 2014/15.

  7. Skilled person reviews

    About us How we regulate Published: 19/04/2016 Last modified: 07/03/2024
    Find out about skilled person reviews, the Skilled Person Panel, and the number of reviews the FCA commissions.

  8. Has the industry improved ten years on?

    Speeches Published: 14/06/2018 Last modified: 15/06/2018
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.

  9. Total Financial Limited (clone of FCA authorised firm)

    Warnings Published: 03/07/2008 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. FCA finalises revised Payment Services Directive (PSD2) requirements

    Press Releases Published: 19/09/2017 Last modified: 19/09/2017
    The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). 
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