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Showing 1651 to 1660 of 4758 search results for its ScamSmart.

  1. Platinum House Financial (clone of FCA authorised firm)

    Warnings Published: 21/12/2011 Last modified: 14/06/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  2. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    requirements. Issuers will also be required to retain an insider list for 5 years after its last update. ... upon valuable work performed by the ABI in its 2013 report into equity markets more generally.

  3. OFT Requirement Notice: Hermes Property Services Ltd [pdf]

    Requirement notices Published: 21/08/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Hermes Property Services Ltd which applies to its Consumer Credit Interim Permission.

  4. The public offer platform - Engagement Paper 5 [pdf]

    Calls for input Published: 13/07/2023
    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  5. FC COIN (clone of FCA authorised firm)

    Warnings Published: 17/12/2018 Last modified: 21/11/2020
    FC COIN (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  6. Regulating innovation: a global enterprise

    Speeches Published: 19/03/2018 Last modified: 20/03/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Innovate Finance 2018.

  7. IGMC (Clone of FCA Authorised Firm)

    Warnings Published: 09/03/2022 Last modified: 09/03/2022
    IGMC (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  8. FCA fines LJ Financial Planning Ltd £107,200

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

  9. FCA statement regarding Quindell Plc.

    Statements Published: 18/08/2015 Last modified: 18/08/2015
    In the light of the Serious Fraud Office’s (SFO) decision to launch an investigation into the business and accounting practices at Quindell Plc, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue

  10. Sterling Asset Management (clone of FCA authorised firm)

    Warnings Published: 26/04/2010 Last modified: 05/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
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