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Showing 1781 to 1790 of 4758 search results for its ScamSmart.

  1. Tribunal bans former trader for lying to the FCA and the Tribunal

    Press Releases Published: 17/12/2013 Last modified: 19/12/2013
    The FCA appealed the Tribunal’s determination regarding Hobbs’ fitness and propriety (but not its finding on market abuse) to the Court of Appeal. ... Tracey McDermott, Director of Enforcement and Financial Crime, said:. “Hobbs misled the FCA

  2. Making innovation work for firms and consumers

    Speeches Published: 29/05/2014 Last modified: 16/07/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. OFT Requirement Notice: Who's Packaging Limited [pdf]

    Requirement notices Published: 01/05/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Who's Packaging Limited (Totemic Limited), which applies to its Consumer Credit Interim Permission.

  4. FCA statement on planned amendments to the Benchmarks Regulation

    Statements Published: 23/06/2020 Last modified: 23/06/2020
    The FCA welcomes the Government’s announcement today that it intends to bring forward legislation to amend the Benchmarks Regulation (BMR) to give the FCA enhanced powers.

  5. Efforex (clone of FCA authorised firm)

    Warnings Published: 08/06/2018 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  6. Polling and Market Abuse Regulation

    Markets Market abuse Published: 03/09/2019 Last modified: 06/01/2021
    In response to questions on how the Market Abuse Regulation (MAR) might apply to information obtained via electoral polling, we set out how we expect firms and individuals to handle any information that has the potential to be inside information.

  7. FCA reveals GFIN Greenwashing TechSprint winners

    News stories Published: 29/09/2023 Last modified: 29/09/2023
    The FCA hosted the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day on 20 September 2023.

  8. Methodology note on calculating capital pressures

    Statements Published: 27/03/2013 Last modified: 29/03/2013
    In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs

  9. FCA sets out findings against Link Fund Solutions

    Press Releases Published: 11/04/2024 Last modified: 11/04/2024
    Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

  10. Moving towards a sustainable model of regulation

    Speeches Published: 03/11/2015 Last modified: 03/11/2015
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
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