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Dealing commission
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
FCA sets out its approach to international firms
The FCA today published its approach to the authorisation and supervision of international firms. -
Protecting consumers
Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry. -
Money transfer scams
Find out how money transfer scams work and what you can do to avoid getting involved. -
Future into focus
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Operational Resilience
We set out the requirements of our policy and how to report an operational disruption. -
Laying myths to rest
Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
AIFM reporting
ESMA published its final guidelines on the reporting obligations for Alternative Investment Fund Managers (AIFMs) on 8 August 2014. -
Authorisation
Authorisation landing page