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Showing 1991 to 2000 of 4760 search results for its ScamSmart.

  1. The importance of purposeful anti-money laundering controls

    Speeches Published: 01/04/2021 Last modified: 01/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.

  2. OFT Requirement Notice: Wonga Customer Services (Pty) Ltd [pdf]

    Requirement notices Published: 21/05/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Wonga Customer Services (Pty) Ltd which applies to its Consumer Credit Interim Permission.

  3. Sector Capital Funds (Clone of FCA Authorised Schedule 5 firm)

    Warnings Published: 09/09/2019 Last modified: 09/09/2019
    Sector Capital Funds (Clone of FCA Authorised Schedule 5 firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  4. FCA engages with firms on claims handling thematic review

    Press Releases Published: 09/04/2014 Last modified: 10/04/2014
    Based on its work so far, the FCA is not proposing any new requirements or rule changes for firms in this area. ... Following the seminar, the FCA will be finalising its findings and publishing its full report in May.

  5. itgtcm.com (Clone of FCA authorised firm)

    Warnings Published: 26/01/2023 Last modified: 26/01/2023
    itgtcm.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  6. Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls

    Press Releases Published: 23/01/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).

  7. Getting culture and conduct right - the role of the regulator

    Speeches Published: 13/07/2016 Last modified: 18/07/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London.

  8. Seizing opportunity – challenges and priorities for the FCA

    Speeches Published: 22/09/2021 Last modified: 24/09/2021
    Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

  9. Castlerigg UCITS Fund PLC (Clone of FCA authorised firm)

    Warnings Published: 20/08/2015 Last modified: 20/08/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. Thomas Weisel Group Europe (clone of FCA authorised firm)

    Warnings Published: 17/11/2008 Last modified: 04/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
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