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Showing 2181 to 2190 of 4760 search results for its ScamSmart.

  1. Verbatim Asset Management Plc (clone of FCA authorised firm)

    Warnings Published: 05/03/2015 Last modified: 05/03/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  2. Calibrating controls to build confident markets

    Speeches Published: 06/09/2023 Last modified: 06/09/2023
    Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

  3. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

    Press Releases Published: 28/07/2022 Last modified: 28/07/2022
    The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

  4. Tesco Bank (Clone of FCA authorised firm)

    Warnings Published: 25/06/2021 Last modified: 07/12/2021
    Tesco Bank (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  5. Josef Lang Capital Management (clone of FCA authorised firm)

    Warnings Published: 20/02/2015 Last modified: 20/02/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  6. Transaction data throws new light on corporate bond liquidity

    Insight Published: 02/09/2016 Last modified: 17/02/2017
    Regulation, or so the argument goes, has played its own part in that story, for instance, by raising the capital costs associated with holding bonds. ... Either way, the truth here is that while liquidity in the past is a comfort, it is not a guarantee

  7. ‘Big Tech a priority’ says FCA Chief Executive

    Press Releases Published: 22/04/2024 Last modified: 22/04/2024
    In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for

  8. Nexus IFA (Clone of FCA Authorised Firm)

    Warnings Published: 02/12/2021 Last modified: 02/12/2021
    Nexus IFA (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  9. Speech: New thinking in regulatory economics

    Insight Published: 23/03/2017 Last modified: 23/03/2017
    significant inputs from psychology.This starts with definitions of four major types of uncertainty: imprecision, ambiguity, intractability and indeterminacy (which are taken from Smith and Stern, ‘Uncertainty in science and its

  10. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.
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