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Showing 221 to 230 of 4752 search results for its ScamSmart.

221. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

222. Pension review scams

     Scams Published: 21/10/2016 Last modified: 17/08/2018
     Be very wary if you are offered a ‘free pension review’ out of the blue and especially if you are then encouraged to move your pension to get better returns or release cash sums.

223. Abnormal Trading Volume Ratio

     Data Published: 09/07/2019 Last modified: 12/10/2020
     In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).

224. Making and receiving payments

     Consumers Published: 18/04/2016 Last modified: 13/06/2022
     Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment.

225. Unfair contract terms

     Tasks for regulated firms Published: 06/05/2015 Last modified: 10/02/2023
     Find out what the FCA can do to tackle unfair contract terms in financial services contracts and what you should focus on.

226. Do the right thing

     Speeches Published: 01/06/2023 Last modified: 30/10/2023
     Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

227. Requests for letters of goodstanding

     Last modified: 14/10/2020
     disclaimer. We note that this form may contain confidential information. For this reason, wewill keep its contents confidential and will not disclose information contained within it to any third parties without

228. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

229. Market Watch 76

     Newsletters Published: 30/01/2024 Last modified: 31/01/2024
     Newsletter on market conduct and transaction reporting issues, October 2023.

230. AIFM notifications

     Markets Published: 08/06/2016 Last modified: 05/07/2023
     Full-scope UK Alternative Investment Fund Managers (AIFMs) must tell us of material changes to the conditions for initial authorisation. Find out about the different rules and what you must do.