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FSCS supplementary levies for 2017/18
Find out more about the FSCS’s supplementary levy and why the retail pool is triggered -
What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
FCA publishes Call for Inputs on Big Data
The FCA will use the findings from this Call for Inputs to determine its next steps, including whether a market study, adjustments to policy or guidance or any other form of -
FCA sets out recommendations for LDI managers
Recommendations for asset managers designed to increase resilience of Liability Driven Investment funds. -
Star Crypto (Clone of FCA Authorised Firm)
Star Crypto (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
New Settlement Internalisation reporting requirement
From July 2019, firms will be obliged to report settlement internalisation to the Bank of England under Article 9 of the EU Central Securities Depositories Regulation (CSDR). -
Helmut Köb (Clone) (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
PrimeQX (clone of Appointed Representative firm)
PrimeQX (clone of Appointed Representative firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Notice of Undertaking: James Brearley & Sons Limited [pdf]
The FCA has published an undertaking from James Brearley & Sons Limited regarding a potentially unfair term in its share dealing contract. The undertaking has been provided under the Consumer Rights Act 2015 (CRA) and the Unfair Terms in Consumer